Summary of Transfers and Obligations (FY 1992-2002)

Table 89
SUMMARY TABLE OF FLEXIBLE FUNDS AND TRANSFERS TO FTA / FHWA AND OBLIGATIONS
As of September 30, 2002 (In Millions of Dollars)

FHWA TRANSFERS TO FTA:

	ISTEA FY 92- FY 97	TEA-21 FY 98 ISTEA	TEA-21 FY 98 TEA-21	TEA-21 FY 98 TOTAL	TEA-21 FY 99 ISTEA	TEA-21 FY 99 TEA-21	TEA-21 FY 99 TOTAL	TEA-21 FY 00 ISTEA	TEA-21 FY 00 TEA-21	TEA-21 FY 00 TOTAL	TEA-21 FY 01 ISTEA	TEA-21 FY 01 TEA-21	TEA-21 FY 01 TOTAL	TEA-21 FY 02 ISTEA	TEA-21 FY 02 TEA-21	TEA-21 FY 02 TOTAL	TEA-21 CUMULATIVE	TOTAL
CMAQ	1,879.0	-----	223.3	223.3	-----	573.0	573.0	-----	864.0	864.0	-----	633.1	633.1	-----	689.8	689.8	2,983.2	4,862.2
STP	1,065.2	-----	243.9	243.9	-----	384.4	384.4	-----	708.4	708.4	-----	532.1	532.1	-----	383.7	383.7	2,252.5	3,317.7
Interstate Substitute	347.7	-----	0.0	0.0	-----	0.0	0.0	-----	0.0	0.0	-----	0.0	0.0	-----	0.0	0.0	0.0	347.7
FHWA Earmarks/FAUS	164.3	-----	0.1	0.1	-----	11.8	11.8	-----	26.7	26.7	-----	68.2	68.2	-----	44.0	44.0	150.8	315.1
TOTAL TRANSFERS TO FTA	3,456.2	-----	467.3	467.3	-----	969.2	969.2	-----	1,599.1	1,599.1	-----	1,233.4	1,233.4	-----	1,117.5	1,117.5	5,386.5	8,842.7

CARRYOVER FROM PREVIOUS YEAR (including recoveries/adjustments):

	ISTEA FY 92- FY 97	TEA-21 FY 98 ISTEA	TEA-21 FY 98 TEA-21	TEA-21 FY 98 TOTAL	TEA-21 FY 99 ISTEA	TEA-21 FY 99 TEA-21	TEA-21 FY 99 TOTAL	TEA-21 FY 00 ISTEA	TEA-21 FY 00 TEA-21	TEA-21 FY 00 TOTAL	TEA-21 FY 01 ISTEA	TEA-21 FY 01 TEA-21	TEA-21 FY 01 TOTAL	TEA-21 FY 02 ISTEA	TEA-21 FY 02 TEA-21	TEA-21 FY 02 TOTAL	TEA-21 CUMULATIVE	TOTAL
CMAQ		57.0	-----	57.0	16.4	89.6	106.0	3.7	146.9	150.6	0.0	233.0	233.0	0.0	190.3	190.3
STP		79.2	-----	79.2	29.9	87.7	117.6	1.4	242.8	244.2	0.8	284.9	285.7	0.0	146.2	146.2
Interstate Substitute		0.0	-----	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0
FHWA Earmarks/FAUS		30.4	-----	30.4	22.3	0.0	22.3	16.8	3.0	19.8	3.0	10.8	13.8	2.2	33.4	35.6
* TOTAL CARRYOVER		166.6	-----	166.6	68.6	177.3	245.9	21.9	392.7	414.6	3.8	528.7	532.5	2.2	369.9	372.1

AVAILABLE TO FTA: (current year transfers + carryover):

	ISTEA FY 92- FY 97	TEA-21 FY 98 ISTEA	TEA-21 FY 98 TEA-21	TEA-21 FY 98 TOTAL	TEA-21 FY 99 ISTEA	TEA-21 FY 99 TEA-21	TEA-21 FY 99 TOTAL	TEA-21 FY 00 ISTEA	TEA-21 FY 00 TEA-21	TEA-21 FY 00 TOTAL	TEA-21 FY 01 ISTEA	TEA-21 FY 01 TEA-21	TEA-21 FY 01 TOTAL	TEA-21 FY 02 ISTEA	TEA-21 FY 02 TEA-21	TEA-21 FY 02 TOTAL	TEA-21 CUMULATIVE	TOTAL
CMAQ		57.0	223.3	280.3	16.4	662.6	679.0	3.7	1,010.9	1,014.6	0.0	866.1	866.1	0.0	880.1	880.1
STP		79.2	243.9	323.1	29.9	472.1	502.0	1.4	951.2	952.6	0.8	817.0	817.8	0.0	529.9	529.9
Interstate Substitute		0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0
FHWA Earmarks/FAUS		30.4	0.1	30.5	22.3	11.8	34.1	16.8	29.7	46.5	3.0	79.0	82.0	2.2	77.4	79.6
TOTAL AVAILABLE TO FTA		166.6	467.3	633.9	68.6	1,146.5	1,215.1	21.9	1,991.8	2,013.7	3.8	1,762.1	1,765.9	2.2	1,487.4	1,489.6

OBLIGATED BY FTA:

	ISTEA FY 92- FY 97	TEA-21 FY 98 ISTEA	TEA-21 FY 98 TEA-21	TEA-21 FY 98 TOTAL	TEA-21 FY 99 ISTEA	TEA-21 FY 99 TEA-21	TEA-21 FY 99 TOTAL	TEA-21 FY 00 ISTEA	TEA-21 FY 00 TEA-21	TEA-21 FY 00 TOTAL	TEA-21 FY 01 ISTEA	TEA-21 FY 01 TEA-21	TEA-21 FY 01 TOTAL	TEA-21 FY 02 ISTEA	TEA-21 FY 02 TEA-21	TEA-21 FY 02 TOTAL	TEA-21 CUMULATIVE	TOTAL
CMAQ	1,788.2	40.7	133.7	174.4	15.0	509.1	524.1	3.5	778.2	781.7	0.0	674.4	674.4	0.0	716.5	716.5	2,871.1	4,659.3
STP	1,008.0	49.2	156.7	205.9	28.5	228.0	256.5	0.3	664.0	664.3	0.8	669.4	670.2	0.0	376.1	376.1	2,173.0	3,181.0
Interstate Substitute	347.7	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	347.7
FHWA Earmarks/FAUS	133.9	3.6	0.1	3.7	3.9	8.4	12.3	13.8	19.0	32.8	0.0	45.6	45.6	0.0	61.4	61.4	155.8	289.7
TOTAL OBLIGATED BY FTA	3,277.8	93.5	290.5	384.0	47.4	745.5	792.9	17.6	1,461.2	1,478.8	0.8	1,389.4	1,390.2	0.0	1,154.0	1,154.0	5,199.9	8,477.7

PENDING OBLIGATION (CARRYOVER):

	ISTEA FY 92- FY 97	TEA-21 FY 98 ISTEA	TEA-21 FY 98 TEA-21	TEA-21 FY 98 TOTAL	TEA-21 FY 99 ISTEA	TEA-21 FY 99 TEA-21	TEA-21 FY 99 TOTAL	TEA-21 FY 00 ISTEA	TEA-21 FY 00 TEA-21	TEA-21 FY 00 TOTAL	TEA-21 FY 01 ISTEA	TEA-21 FY 01 TEA-21	TEA-21 FY 01 TOTAL	TEA-21 FY 02 ISTEA	TEA-21 FY 02 TEA-21	TEA-21 FY 02 TOTAL	TEA-21 CUMULATIVE	TOTAL
CMAQ		16.3	89.6	105.9	1.4	153.5	154.9	0.2	232.7	232.9	0.0	191.7	191.7	0.0	163.6	163.6
STP		30.0	87.2	117.2	1.4	244.1	245.5	1.1	287.2	288.3	0.0	147.6	147.6	0.0	153.8	153.8
Interstate Substitute		0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0	0.0
FHWA Earmarks/FAUS		26.8	0.0	26.8	18.4	3.4	21.8	3.0	10.7	13.7	3.0	33.4	36.4	2.2	16.0	18.2
TOTAL PENDING OBLIGATION		73.1	176.8	249.9	21.2	401.0	422.2	4.3	530.6	534.9	3.0	372.7	375.7	2.2	333.4	335.6

	ISTEA FY 92- FY 97	TEA-21 FY 98 ISTEA	TEA-21 FY 98 TEA-21	TEA-21 FY 98 TOTAL	TEA-21 FY 99 ISTEA	TEA-21 FY 99 TEA-21	TEA-21 FY 99 TOTAL	TEA-21 FY 00 ISTEA	TEA-21 FY 00 TEA-21	TEA-21 FY 00 TOTAL	TEA-21 FY 01 ISTEA	TEA-21 FY 01 TEA-21	TEA-21 FY 01 TOTAL	TEA-21 FY 02 ISTEA	TEA-21 FY 02 TEA-21	TEA-21 FY 02 TOTAL	TEA-21 CUMULATIVE	TOTAL
Number of projects obligated:	987			199			208			275			317			310
Number of states with obligations:	45			37			39			42			41			43

	ISTEA FY 92- FY 97	TEA-21 FY 98 ISTEA	TEA-21 FY 98 TEA-21	TEA-21 FY 98 TOTAL	TEA-21 FY 99 ISTEA	TEA-21 FY 99 TEA-21	TEA-21 FY 99 TOTAL	TEA-21 FY 00 ISTEA	TEA-21 FY 00 TEA-21	TEA-21 FY 00 TOTAL	TEA-21 FY 01 ISTEA	TEA-21 FY 01 TEA-21	TEA-21 FY 01 TOTAL	TEA-21 FY 02 ISTEA	TEA-21 FY 02 TEA-21	TEA-21 FY 02 TOTAL	TEA-21 CUMULATIVE	TOTAL
FTA URBANIZED AREA FORMULA TRANSFERS TO FHWA:	18.0			1.7			0.7			0.2			17.3			1.7	21.6	39.6

* NOTE:

Carryover includes current year recoveries/adjustments from prior year(s) obligations/transfers. TEA-21 years (beginning in FY98) may include carryover from ISTEA. These funds are shown in a separate column.

Effective October 1, 1999, FHWA and FTA implemented new procedures that provided for the transfer of obligation authority to the receiving agency with respect to the transfer of funds between FTA and FHWA. Such funds/transactions are designated as "transfers". Transfer transactions processed prior to fiscal year 2000 were administered using procedures developed during ISTEA and are designated as "flexed or flexible" funds.

Some funds received by FTA in FY 2000 were funds obligated by FHWA in previous fiscal years. Although shown as FY2000 transfers in this table, they were classified according to the pre-2000 flex fund rules and were assigned a pre-2000 year: CMAQ - $5,813,300; STP - $500,000, Other - $1,766,000. FY 2000

transfers shown as FY 2001: CMAQ - $2,545,932; STP - $3,680. FY 2000 FHWA transfers counted in FTA report as FY 2001: CMAQ - $2,545,932 (MO - $145,932; NV - $2,400,000); STP - $3,680 (MI).

Funds for Consolidated Planning Grants are not included.