Chapter 3: Bibliography - Other Financial Guidance

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FTA Reports and Guidance

  • Chapter 7 in Technical Guidance on Section 5309 New Starts Criteria, FTA Office of Planning, July 1999.
  • Financial Planning Guide for Transit, UMTA Technical Assistance and Safety Program, April 1990.

Office of Management and Budget Circulars

  • OMB Circular A-87, "Cost Principles Applicable to Grants and Contracts with State and Local Governments," dated 1-15-81, and changes to this document published 5/17/95, effective 9/1/95.
  • OMB Circular A-133, "Audits of States, Local Governments, and Non-Profit Organizations" as revised June 24, 1997.

FTA Circulars

  • FTA Circular 5700.1, "Requirements and Responsibilities for Indirect Cost Proposals/Cost Allocations Plans for Technical Studies and Capital Grants," dated 5-24-83.
  • FTA Circular 8100.1B, "Program Guidance and Application Instructions for Planning and Technical Studies Grants," dated 10-25-96.
  • FTA Circular 9030.1C, "Urbanized Area Formula Program: Grant Application Instructions," dated 10-1-98.
  • FTA Circular 9300.1A, " Capital Program: Grant Application Instructions." dated 10-1-98.
  • FTA Circular 5010.1C, "Grant Management Guidelines." Dated October 1, 1998.
  • FTA Circular 7008.1 "Urban Mass Transportation Financial Capacity Policy," dated 3-30-87.
  • FTA Circular 5200.1, "Full Funding Grant Agreements Guidance," dated 7-2-93.

Federal Register Notices and Legislation

  • Federal transit laws, 49 U.S.C. chapter 53.
  • Transportation Equity Act for the 21st Century, Pub. L. 105-178, June 9, 1998, 23 U.S.C. 101 note, as amended by the TEA-21 Restoration Act 105-206, 112 Stat. 685, July 22, 1998, 23 U.S.C. 101 note.
  • Intermodal Surface Transportation Efficiency Act of 1991, Public Law No. 102-240, 105 Stat. 1914, Dec 18, 1991 (codified as amended by Public Law 103-272, 108 Stat. 745, July 5, 1994, in scattered sections of 49 and 23 US Code).
  • FTA regulations, "Project Management Oversight," 49 C.F.R. Part 633.
  • 31 CFR Part 205, Ch. II, "Withdrawal of Cash From the Treasury for Advances Under Federal Grant and Other Programs." (Treasury C.1075.)
  • U.S. Department of Transportation (DOT) regulations, "Uniform Administrative Requirements for Grants and Cooperative Agreements to State and Local Governments," 49 C.F.R Part 18.
  • FTA regulations, "Uniform System of Accounts and Records and Reporting System," 49 C.F.R. Part 630.
  • Joint Federal Highway Administration (FHWA)/FTA regulations, "Planning Assistance and Standards," 23 C.F.R. Part 450 and 49 C.F.R. Part 613 (specifically, Subpart B, "Statewide Transportation Planning," and Subpart C, "Metropolitan Transportation Planning and Programming").
  • Joint FHWA/FTA regulations, "Management and Monitoring Systems," 23 C.F.R. Part 500 and 49 C.F.R. Part 613 and Part 614 dated 12-19-96.
  • FTA Notice "Policy Statements on Local Share Issues," 57 Fed. Reg., 30880 (1992).

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